Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 2, 2016 indicate that New Jersey-based LPL broker Darius Michalski has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Michalski (CRD# 2520180).
Darius Michalski has spent 20 years in the securities industry and has been registered with LPL Financial in Paramus, New Jersey since 2014. Previous registrations include American Wealth Management in Upper Saddle River, New Jersey (2014); Cantella & Company in Upper Saddle River, New Jersey (2003-2014); Raymond James Financial Services in St. Petersburg, Florida (2000-2002); Edward Jones in St. Louis, Missouri (1996-2000); and Pruco Securities in Newark, New Jersey (1995-1996). He is a registered broker in 10 US states and territories: Arizona, California, Connecticut, Florida, Massachusetts, Michigan, New Jersey, New York, Texas, and the Virgin Islands.
According to his BrokerCheck report, Darius Michalski has received two customer complaints and was discharged from his position at Edward Jones.
In 2012, a customer alleged Darius Michalski, while employed at Cantella & Company, breached his fiduciary duty when he executed “inappropriate trades designed to achieve his objective of generating commissions.” The complaint settled in 2014 for $275,000.
In 2004, a customer alleged Darius Michalski, while employed at Raymond James Financial, effected unauthorized transactions, breached his fiduciary duty, recommended unsuitable investments, and committed fraud. The complaint settled in 2005 for $4,000.
In 2000, Darius Michalski was terminated from Edward Jones & Company following allegations he engaged in “inappropriate conduct.”
In 1996, Darius Michalski was “permitted to resign” from his position at the Prudential Insurance Company of America following allegations he was referenced in an “anonymous complaint” dealing with “questionable business practices.”
If you have lost money investing with Darius Michalski, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.