Arizona-based Sagepoint Financial broker Frederick Fischer is the subject of denied customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from customers who have complaints regarding Mr. Fischer (CRD# 2317795).
Frederick Fischer has spent twenty years in the securities industry and has been registered with Sagepoint Financial in Chandler, Arizona since 2007. Previous registrations include Sunset Financial Services in Sunlakes, Arizona (2005-2006); Allstate Financial Services in Lincoln, Nebraska (2004); Waddell & Reed in Overland Park, Kansas (1993-2003); Fortis Investors in Oakdale, Minnesota (1993); and Pruco Securities Corporation in Newark, New Jersey (1993). He is a registered broker with six US states: Arizona, California, Colorado, Florida, Maryland, and Nevada.
According to his BrokerCheck report, Frederick Fischer is the subject of two denied customer complaints.
In December 2015 a customer alleged Frederick Fischer, while employed at Sagepoint Financial, provided them with “incorrect and costly advice.” The customer sought $154,365 in damages in the complaint, which was denied.
In 2013 a customer’s trustee alleged Frederick Fischer, while employed at Sagepoint Financial, did not pay back the balance of a personal loan given by the customer after the customer’s death. The trustee sought $5,400 in damages in the complaint, which was denied.
If you or someone you know has complaints regarding Frederick Fischer, also known as Cletus Emezium, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.
All information in this article made public by FINRA on April 18, 2016