North Carolina-based Lincoln Financial Advisors Corporation broker/adviser James Winther is the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Winther (CRD# 3188240).
James Winther has spent thirteen years in the securities industry and has been registered with the following firms: Lincoln Financial Advisors Corporation in Charlotte, North Carolina since 2014. Previous registrations include Coastal Equities in Waxhaw, North Carolina (2010-2014); SunTrust Investment Services in Charlotte, North Carolina (2008-2009); AIG Retirement Advisors in Malvern, Pennsylvania (2006-2008); IFMG Securities in Purchase, New York (2003-2005); Wachovia Securities in St. Louis, Missouri (2003); and Merrill Lynch in New York, New York (1999-2001). He is a registered broker and investment adviser with four US states and territories: the District of Columbia, North Carolina, Pennsylvania, and South Carolina.
According to his BrokerCheck report, James Winther is the subject of one customer complaint and one pending customer complaint.
In January 2016 a customer alleged James Winther, while employed at Coastal Equities, recommended and sold an unsuitable investment. The customer is seeking $340,664 in damages in the pending complaint.
In 2005 a customer alleged James Winther, while employed at IFMG Securities, recommended an unsuitable variable annuity. The complaint settled for more than $9,900.
If you have lost money investing with James Winther, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.
This information made public by FINRA on March 22, 2016.