California-based Western International Securities broker/adviser Robert Sessa is the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sessa (CRD# 1026924).
Robert Sessa has spent 31 years in the securities industry and has been registered with Western International Securities in Westlake Village, California since 2008. Previous registrations include Financial West Group in Westlake Village, California; Painewebber Incorporated in Weehawken, New Jersey; Oppenheimer & Company in New York, New York; Shearson Lehman Brothers; Dean Witter Reynolds; and ML Stern & Company. He is a registered broker and investment adviser with seven US states: Arizona, California, Florida, Hawaii, Iowa, Minnesota, and New Jersey.
According to his BrokerCheck report, Robert Sessa is the subject of three customer complaints and one pending customer complaint.
- In 2014 a customer alleged Robert Sessa, while employed at Financial West Group, “failed to provide the attention her investments & portfolio required, which has caused a significant degradation of the investments and accounts.” The customer is seeking unspecified damages in the pending complaint.
- In 2011 a customer alleged Robert Sessa, while employed at Financial West Group, executed speculative and unsuitable trades. The complaint settled in 2013 for $95,000.
- In 2004 a customer alleged Robert Sessa, while registered with Financial West Group, recommended unsuitable investments. The complaint settled in 2005 for $150,000.
- In 2002 a customer alleged Robert Sessa, while employed at Financial West Group, recommended unsuitable investments. The complaint settled in 2003 for $175,000, to which Mr. Sessa individually contributed $175,000.
If you have lost money investing with Robert Sessa, you may be able to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.
This information based on publicly available documents provided by FINRA on March 23, 2016.