Stockbroker, Bruce Stark, has spent eighteen years in the securities industry and has been registered with Aegis Capital in Melville, New York since 2012. Previous registrations include Obsidian Financial Group in Woodbury, New York (2008-2012); EKN Financial Services in Woodbury, New York (2001-2008); Ehrenkrantz King Nussbaum in New York, New York (2001); Weatherly Securities Corporation in New York, New York (1999-2001); Tasin & Company in Hauppage, New York (1997-1999); and IAR Securities Corporation in New York, New York (1997). Of Mr. Stark’s former employers, four have since been expelled by the Financial Industry Regulatory Authority (FINRA): Obsidian Financial Group, EKN Financial Services, Tasin & Company, and IAR Securities Corporation. Mr. Stark is a registered broker in 26 states and territories.
According to his BrokerCheck report, Bruce Stark is the subject of two pending customer complaints and one tax lien.
In August 2015 a customer alleged Bruce Stark, while employed at Obsidian Financial Group, engaged in churning, executed excessive trades, made unauthorized transactions, and recommended unsuitable investments. The customer is seeking $534,150 in damages in the pending complaint.
In 2009 the Internal Revenue Service (IRS) filed a tax lien totaling $37,875.69 against Bruce Stark. The lien remains outstanding.
In 2004 a customer alleged Bruce Stark, while employed at Ehrenkrantz King Nussbaum, executed an unauthorized trade. The customer is seeking $9,000 in damages in the pending complaint.
If you have lost money investing with Bruce Stark, you may be entitled to recoup your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.