The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding California-based National Planning broker/adviser Steven Fairchild (CRD# 849127).
Steven Fairchild has spent 37 years in the securities industry and has been registered with National Planning Corporation in Folsom, California since 1999. Previous registrations include Associated Securities in Boston, Massachusetts (1984-1999); Financial Planners Equity Corporation (1982-1984); and Kidder Peabody & Company (1978-1982). He is a registered broker and investment adviser in seventeen US states and territories.
According to his BrokerCheck report, Steven Fairchild is the subject of two customer complaints.
In 2013 a customer alleged Steven Fairchild, while employed at National Planning Corporation, committed fraud and intentional deceit, made untrue statements or material omissions, recommended unsuitable investments, breached his fiduciary duty, acted negligently, and engaged in negligent supervision. The complaint settled in 2015 for $165,000.
In 1996 a customer alleged Steven Fairchild, while employed at National Planning Corporation, misrepresented material facts related to an investment, breached his fiduciary duty, made an unsuitable investment recommendation, and failed to supervise the account. The complaint settled for $25,000.
If you or someone you know has complaints regarding Steven Fairchild, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. Fitapelli Kurta accepts every case on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.