The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Alabama-based Stifel Nicolaus broker/adviser Joe Hamilton (CRD# 716146).
Joe Hamilton has spent 33 years in the securities industry and has been registered with Stifel Nicolaus in Montgomery, Alabama since 2012. Previous registrations include Morgan Keegan & Company in Montgomery, Alabama (2001-2012); Regions Investment Company in Birmingham, Alabama (1986-2001); and George M. Wood & Company (1980-1985). He is a registered broker and investment adviser in seventeen US states and territories.
According to his BrokerCheck report, Joe Hamilton is the subject of twenty customer complaints, one regulatory sanction, and one tax lien. He was additionally discharged from his position at Morgan Keegan & Company.

  • In 2012 Joe Hamilton was discharged from his position at Morgan Keegan & Company following allegations he solicited a customer for a competing firm prior to resigning.
  • In 2012 a customer alleged Joe Hamilton, while employed at Morgan Keegan & Company, recommended an unsuitable investment in mutual funds. The complaint settled in 2013 for $35,700.
  • In 2011 a customer alleged Joe Hamilton, while employed at Morgan Keegan & Company, unsuitably recommended certain mutual fund investments. The complaint settled in 2012 for $41,000.
  • In 2010 a customer alleged Joe Hamilton, while employed at Morgan Keegan & Company, unsuitably recommended certain mutual funds. The complaint settled in 2011 for $450,000.
  • In 2009 a customer alleged Joe Hamilton, while employed at Morgan Keegan & Company, misrepresented and recommended an investment in mutual funds between 2001 and 2008. The complaint settled in 2010 for $105,000.
  • In 2009 a customer alleged Joe Hamilton, while employed at Morgan Keegan & Company, misrepresented and recommended unsuitable investments in mutual funds between 2002 and 2008. The complaint settled in 2011 for $71,499.
  • In 2009 a customer alleged Joe Hamilton, while employed at Morgan Keegan & Company, made misrepresentations with regard to unsuitable mutual funds purchased between 2002 and 2007. The complaint settled in 2010 for $195,000.

If you have lost money investing with Joe Hamilton or Morgan Keegan & Company, you may be able to collect a recovery. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you receive money. By law there is a limited window to file claims, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.