The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding New Jersey-based LPL broker Darius Michalski (CRD# 2520180).
Darius Michalski has spent twenty years in the securities industry and has been registered with LPL Financial in Paramus, New Jersey since 2014. Previous registrations include American Wealth Management in Upper Saddle River, New Jersey (2014); Cantella & Company in Upper Saddle River, New Jersey (2003-2014); Raymond James Financial Services in St. Petersburg, Florida (2000-2002); Edward Jones in St. Louis, Missouri (1996-2000); and Pruco Securities in Newark, New Jersey (1995-1996). He is a registered broker in nine US states and territories: Arizona, California, Connecticut, Florida, Massachusetts, Michigan, New Jersey, New York, and the Virgin Islands.
According to his BrokerCheck report, Darius Michalski is the subject of two customer complaints and two customer complaints that were withdrawn. He was also discharged from his positions at Edward Jones and the Prudential Insurance Company.
In 2012 a customer alleged Darius Michalski, while employed at Cantella & Company, breached his fiduciary duty by “making inappropriate trades designed to achieve his objective of generating commissions.” The complaint settled in 2014 for $275,000.
In 2011 a customer alleged Darius Michalski, while employed at Cantella & Company, “led her to believe that her investments were guaranteed.” The customer sought more than $28,000 in damages in the complaint, which was withdrawn.
In 2007 a customer alleged Darius Michalski, while employed at Raymond James Financial, made unauthorized and unsuitable transactions. The customer sought more than $5,700 in damages in the complaint, which was withdrawn.
In 2004 a customer alleged Darius Michalski, while employed at Raymond James Financial, executed unauthorized trades, breached his fiduciary duty, made unsuitable recommendations, and committed fraud. The complaint settled in 2005 for $4,000.
In 2000 Darius Michalski was terminated from Edward Jones & Company following allegations he engaged in “inappropriate conduct.”
In 1996 Darius Michalski was “permitted to resign” from his position at the Prudential Insurance Company of America following allegations he was referenced in an “anonymous complaint” concerning “questionable business practices.”
If you have suffered losses as a result of investments made with Darius Michalski, you may be cable to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: we only receive payment if and when you recover money. You may have a limited window to file your claim, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.