New York-based Worden Capital broker Donald Fowler

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding New York-based Worden Capital broker Donald Fowler (CRD# 4989632).

Donald Fowler has spent ten years in the securities industry and has been registered with Worden Capital Management in Garden City, New York since 2014. Previous registrations include J.D. Nicholas & Associates in Syosset, New York (2007-2014) and American Capital Partners in Wantagh, New York (2005-2007). He is a broker registered in 26 US states and territories.

According to his BrokerCheck report, Donald Fowler is the subject of six customer complaints and three pending customer complaints.

  • In 2015 a customer alleged Donald Fowler, while employed at J.D. Nicholas & Associates, invested the customer’s assets in highly speculative, risky, and ultimately unsuitable products. The complaint settled for $50,000.
  • In 2015 a customer alleged Donald Fowler, while employed at J.D. Nicholas & Associates, recommended an unsuitable investment, churned the customer’s account, and breached his fiduciary duty. The customer is seeking $419,372 in damages in the pending complaint.
  • In 2015 a customer alleged Donald Fowler, while employed at J.D. Nicholas & Associates, breached his fiduciary duty, breached his contract, acted negligently, and violated Ohio securities law. The customer is seeking $100,000 in damages in the pending complaint.
  • In 2014 a customer alleged Donald Fowler, while employed at J.D. Nicholas & Associates, acted negligently and violated Utah securities law. The complaint settled for $65,000.
  • In 2014 a customer alleged Donald Fowler, while employed at J.D. Nicholas & Associates, purchased and sold securities on margin beyond the customer’s risk tolerance. The complaint settled for $12,000.
  • In 2014 a customer alleged Donald Fowler, while employed at J.D. Nicholas & Associates, acted negligently, churned and over-concentrated the customer’s account, recommended an unsuitable investment, and failed to supervise his representatives. The customer is seeking $344,948 in the pending complaint.
  • In 2012 a customer alleged Donald Fowler, while employed at J.D. Nicholas & Associates, breached his fiduciary duty, acted negligently, misrepresented material facts, and churned the customer’s account. The complaint settled for $14,500.
  • In 2011 a customer alleged Donald Fowler, while employed at A&F Financial Securities, recommended an unsuitable investment and improperly used margin. The complaint settled for $178,500.
  • In 2011 a customer alleged Donald Fowler, while employed at A&F Financial Securities, executed an unauthorized trade. The complaint settled for $35,000.

If you have complaints regarding Thomas Gackle, Lowell & Company, or Geneos Wealth Management, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recover your losses. All cases are taken on a contingency basis: we only get paid if and when you collect money. The law sets a limited window to file complaints, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.