Doreen Scott has spent twenty years in the securities industry and has been registered with Ameriprise Financial Services in New Port Richey, Florida since 2009. She was previously registered with Ameriprise Advisor Services in New Port Richey, Florida (1995-2009). She is a registered broker and investment adviser in 21 US states.
According to her BrokerCheck report, Doreen Scott is the subject of three customer complaints and two denied customer complaints.
In 2012 a customer alleged Doreen Scott, while employed at Ameriprise, misrepresented material facts, recommended unsuitable securities, over-concentrated investments, violated Florida securities law, breached her fiduciary duty, acted negligently, and breached contract. The complaint settled in 2013 for $30,000.
In 2006 a customer alleged Scott, while employed at H&R Block Financial Advisors, misrepresented material facts and failed to follow instructions. The customer sought unspecified damages in the complaint, which was denied.
In 2003 a customer alleged Doreen Scott, while employed at H&R Block Financial Advisors, unsuitably allocated assets. The customer sought more than $355,000 in damages in the complaint, which was denied.
In 2002 a customer alleged Scott, while employed at H&R Block Financial Advisors, misrepresented material facts related to an investment in corporate debentures. The complaint settled for $9,500.
In 2000 a customer alleged Scott, while employed at Olde Discount Corporation, misrepresented and omitted facts related to an unsuitable investment. The complaint settled for $3,600.
If you or someone you know has complaints regarding Doreen Scott, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.