Wells Fargo Advisors broker, Nicholas Harper, was permanently barred from the financial industry on May 4, 2015 for failing to comply with a FINRA investigation.
Nicholas Harper has been registered with Wells Fargo Advisors in Topeka, Kansas since 1997. He left the firm in 2013 when FINRA began investigating the amount of trading conducted in certain customer accounts.
Nicholas Harper is not currently registered with any FINRA approved broker-dealer firm. Nicholas Harper has been in the securities industry for 15 years.
If you have lost money investing with Nicholas Harper or Wells Fargo Advisors, call the attorneys at Fitapelli Kurta. You may be entitled to full recovery of your losses. Our law firm exclusively represents investors in arbitrations through the Financial Industry Regulatory Authority (FINRA) . We have recovered millions on behalf of investors who have fallen victim to broker misconduct.
Our consultations are always free and all cases are taken on a contingency fee basis.
Time to file your claim is limited, so do not wait. Call 877-238-4175 now to speak to an attorney for free.