The investment and securities fraud law firm of Fitapelli Kurta is investigating claims against LPL Financial and one of its current stock broker’s, Jamie S. Head.
A customer complaint is pending before the Financial Industry Regulatory Authority (FINRA) Dispute Resolution against Jamie S. Head. According to Jamie S. Head’s FINRA BrokerCheck Report, the customer has alleged “unsuitable investments in a managed account and variable annuity between June 2006 and February 2012”. The client is seeking $200,000 in damages. The customer complaint, which originated in May 2012 is still pending arbitration
This is not Jamie S. Head’s first customer complaint with FINRA. On June 23, 2011 a judgment was entered against Jamie S. Head for $35,973. In that case, another customer had alleged violations of the Oklahoma Securities Act, violations of the Oklahoma Prudent Investors Act and violation of FINRA rules.
Jamie S. Head has been employed by LPL Financial, LLC since 1999 and is currently registered as a broker there.
If you or anyone you know has suffered financial loss as a result of Jamie S. Head or LPL Financial, LLC’s misconduct, please contact the law firm of FItapelli Kurta. Located in the heart of Manhattan, the knowledgeable attorneys at Fitapelli Kurta have extensive experience handling cases of securities and investment fraud. Fitapelli Kurta prosecutes cases on behalf of investors nationwide on a contingency fee basis. If you don’t win, we don’t win, so do not hesitate. Call now for your free case evaluation.