Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 15, 2016 indicate that New York-based Laidlaw & Company broker Lawrence Lowe has been the subject of a customer dispute. The experienced attorneys at Fitapelli Kurta are interested in speaking to investors who have complaints regarding Mr. Lowe (CRD# 2315746).
Lawrence Lowe has spent nineteen years in the securities industry and has been registered with Laidlaw & Company in New York, New York since May 2015. Previous registrations include Spartan Capital Securities in New York, New York; John Thomas Financial, which has been expelled by FINRA, in New York, New York; Hallmark Investments in New York, New York; Westrock Advisors, which has been expelled by FINRA, in New York, New York; Gunnallen Financial in Hauppage, New York; American Capital Partners in Hauppage, New York; Saxony Securities in St. Louis, Missouri; Brill Securities in New York, New York; and thirteen other employers from 1995-2003. He is a registered broker with 21 US states and territories.
According to his BrokerCheck report, Lawrence Lowe has received one customer complaint and seven tax liens.
In 2015 the Internal Revenue Service filed a tax lien totaling $38,110.33 against Lawrence Lowe. The lien remains outstanding.
In 2015 the State of New York filed a tax lien totaling $6,461.37 against Lawrence Lowe. The lien remains outstanding.
In 2013 the Internal Revenue Service filed a tax lien totaling $24,624 against him. The lien remains outstanding.
In 2013 the State of New York filed a tax lien totaling $10,855 against him. The lien remains outstanding.
In 2009 a customer alleged Lawrence Lowe, while employed at John Thomas Financial, executed an unauthorized purchase of ten thousand shares of Citicorp. The complaint settled for more than $4,600.
If you or someone you know has lost money investing with Lawrence Lowe, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.